Stephen Whalen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MILBURN DAVIES PARTNERSHIP LTD

    FRN 520614

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Oct 2003 to 13 Jul 2005)
    • CF22 Investment Adviser (Trainee) (19 May 2003 to 1 Oct 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Oct 2003 to 13 Jul 2005)
    • CF22 Investment Adviser (Trainee) (19 May 2003 to 1 Oct 2003)
  • Compass Financial Direction (no longer approved here)

    FRN 219933

    • Employed By (19 May 2003 to 13 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.