Kerry Ellis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (10 Jun 2020 to 7 Aug 2022)
    • [FCA CF] Client dealing (10 Jun 2020 to 7 Aug 2022)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (19 Mar 2012 to 18 Jan 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 15 Feb 2009)
    • CF21 Investment Adviser (15 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Dec 2006 to 15 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.