Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jacqueline Rich

  IRN JXR00147

  • CF22 Investment Adviser (Trainee) (6 Jul 2006 to 30 Apr 2007)
• Jacqueline Seels

  IRN JAB00164

  • [FCA CF] Client dealing (6 Sep 2022 to 1 Oct 2023)
  • [FCA CF] Functions requiring qualifications (6 Sep 2022 to 1 Oct 2023)
• James Adam

  IRN JXA00070

  • CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2007)
• James Alexander Franklin

  IRN JAF01141

  • CF30 Customer (31 Mar 2009 to 21 May 2010)
• James Alexander Fraser

  IRN JAF00005

  • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2003)
• James Alexander Hardie

  IRN JAH01259

  • CF29 Significant management (1 Nov 2007 to 6 Nov 2008)
  • CF19 Significant Mgt (Financial Resources) (16 Oct 2002 to 31 Oct 2007)
• James Allen Newman

  IRN JAN00033

  • CF1 Director (10 Jan 2014 to 16 Oct 2014)
  • CF29 Significant management (5 Apr 2013 to 23 Apr 2015)
  • CF2 Non Executive Director (11 May 2011 to 28 Mar 2013)
• James Angus Craig

  IRN JAC00040

  • CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2007)
• James Barnard

  IRN JXB11964

  • [FCA CF] Significant management (6 May 2021 to 21 Oct 2021)
  • [FCA CF] Manager of certification employee (6 May 2021 to 21 Oct 2021)
• James Bastable

  IRN JCB00035

  • CF30 Customer (20 Jan 2010 to 13 Jul 2010)

• D.B. Financial Services (no longer appointed)

  FRN 211726 · Appointed 18 Feb 2003 · Until 4 Apr 2005

• Pioneers Financial Solutions Ltd (no longer appointed)

  FRN 222726 · Appointed 10 Feb 2003 · Until 1 Feb 2007

• Aspire Financial Solutions Ltd (no longer appointed)

  FRN 222680 · Appointed 7 Feb 2003 · Until 3 Aug 2004

• Henley Properties (no longer appointed)

  FRN 222528 · Appointed 4 Feb 2003 · Until 1 Oct 2004

• Dale Greenwood (no longer appointed)

  FRN 222397 · Appointed 29 Jan 2003 · Until 30 Dec 2006

• Hammond Financial Associates Ltd (no longer appointed)

  FRN 222292 · Appointed 27 Jan 2003 · Until 21 Oct 2004

• Blue'print Financial Solutions Ltd (no longer appointed)

  FRN 222283 · Appointed 23 Jan 2003 · Until 19 Jun 2005

• Eckersley White Independent Estate Agent (no longer appointed)

  FRN 222073 · Appointed 16 Jan 2003 · Until 31 Oct 2004

• Countryside Financial Solutions (no longer appointed)

  FRN 222003 · Appointed 14 Jan 2003 · Until 2 Sep 2004

• AS Financial Services (no longer appointed)

  FRN 221952 · Appointed 13 Jan 2003 · Until 12 Nov 2003

No changes recorded yet.