James Alexander Hardie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Reclaim Fund Ltd (no longer approved here)

    FRN 536551

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Jul 2022)
    • CF2 Non Executive Director (2 Jul 2015 to 8 Dec 2019)
  • Churchill Insurance Company Limited (no longer approved here)

    FRN 202727

    • [FCA CF] Significant management (10 Dec 2018 to 31 Oct 2022)
    • [PRA CF] Key function holder (10 Dec 2018 to 31 Oct 2022)
    • CF29 Significant management (6 Sep 2011 to 9 Dec 2018)
  • U K Insurance Limited (no longer approved here)

    FRN 202810

    • [PRA CF] Key function holder (10 Dec 2018 to 31 Oct 2022)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Oct 2022)
    • CF29 Significant management (6 Sep 2011 to 9 Dec 2018)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF29 Significant management (1 Nov 2007 to 6 Nov 2008)
    • CF19 Significant Mgt (Financial Resources) (16 Oct 2002 to 31 Oct 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF29 Significant management (1 Nov 2007 to 6 Nov 2008)
    • CF19 Significant Mgt (Financial Resources) (16 Oct 2002 to 31 Oct 2007)
  • AXA Insurance UK Plc (no longer approved here)

    FRN 202312

    • CF29 Significant management (1 Nov 2007 to 6 Nov 2008)
    • CF19 Significant Mgt (Financial Resources) (16 Oct 2002 to 31 Oct 2007)
  • AXA PPP Healthcare Limited (no longer approved here)

    FRN 202947

    • CF29 Significant management (1 Nov 2007 to 6 Nov 2008)
    • CF19 Significant Mgt (Financial Resources) (16 Oct 2002 to 31 Oct 2007)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF29 Significant management (1 Nov 2007 to 6 Nov 2008)
    • CF19 Significant Mgt (Financial Resources) (4 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.