James Adam

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 16 Feb 2023)
    • CF30 Customer (since 14 Apr 2009)
  • Private & Commercial Lifetime Partners Limited

    FRN 200847

    • (3)Employed By (since 14 Apr 2009)
    • (9)Employed By (16 Oct 2002 to 6 Aug 2007)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Feb 2023)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Private & Commercial Lifetime Partners Limited

  2. controlled function added: (9)Employed By at Private & Commercial Lifetime Partners Limited

  3. controlled function added: (3)Employed By at Private & Commercial Lifetime Partners Limited