James Bastable

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Origen Financial Services Limited (no longer approved here)
FRN 192666
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
- [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
Nationwide Building Society (no longer approved here)
FRN 106078
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
- CF30 Customer (4 Oct 2010 to 23 Jan 2015)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (20 Jan 2010 to 13 Jul 2010)
West Bromwich Financial Planning Ltd (no longer approved here)
FRN 452555
- Employed By (20 Jan 2010 to 13 Jul 2010)
West Bromwich Building Society (no longer approved here)
FRN 104877
- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.