Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Mark Piper

    IRN DMP00024

    • CF21 Investment Adviser (25 Aug 2004 to 7 Sep 2005)
    • CF4 Partner (AR) (18 Jul 2003 to 7 Sep 2005)
    • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 25 Aug 2004)
  • David Martyn Lewis

    IRN DML00010

    • CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2005)
    • CF1 Director (AR) (1 Dec 2001 to 26 Jun 2007)
  • David Michael Hibbert

    IRN DMH01145

    • CF30 Customer (20 Jan 2010 to 16 Sep 2010)
  • David Michael Wood

    IRN DMW00002

    • CF30 Customer (1 Nov 2007 to 7 Nov 2008)
    • CF22 Investment Adviser (Trainee) (28 Mar 2006 to 31 Oct 2007)
  • David Montgomery

    IRN DXM00298

    • SMF24 Chief Operations (since 20 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
    • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
  • David Murdoch Reid

    IRN DMR00027

    • CF22 Investment Adviser (Trainee) (11 Aug 2004 to 31 Dec 2004)
  • David Murray Syme

    IRN DMS00006

    • CF30 Customer (27 Jul 2010 to 16 Sep 2010)
  • David Nigel Hobbs

    IRN DNH00009

    • CF21 Investment Adviser (3 Mar 2003 to 23 Aug 2007)
    • CF22 Investment Adviser (Trainee) (8 Jul 2002 to 3 Mar 2003)
    • CF7 Sole Trader (AR) (8 Jul 2002 to 15 Jul 2002)
  • David Nigel Lewis

    IRN DNL00001

    • CF1 Director (AR) (27 May 2003 to 30 Sep 2004)
  • David Norman

    IRN DJN00018

    • CF22 Investment Adviser (Trainee) (1 Feb 2002 to 25 Feb 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.