Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Taylor

    IRN DJT00065

    • CF30 Customer (28 Oct 2009 to 16 Sep 2010)
  • David John Vyse

    IRN DJV00001

    • CF22 Investment Adviser (Trainee) (31 Jan 2002 to 25 Feb 2002)
  • David John Waldron

    IRN DJW01182

    • CF21 Investment Adviser (22 Jun 2005 to 19 Aug 2005)
    • CF22 Investment Adviser (Trainee) (7 Jun 2004 to 22 Jun 2005)
  • David John Walker

    IRN DJW00014

    • CF30 Customer (1 Nov 2007 to 19 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Dec 2003)
  • David John Whitaker

    IRN DJW01180

    • CF1 Director (27 Apr 2004 to 31 May 2005)
  • David John Wood

    IRN DJW00013

    • CF1 Director (AR) (12 Sep 2003 to 8 Jun 2005)
    • CF4 Partner (AR) (1 Dec 2001 to 12 Sep 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2005)
  • David Joseph Bradburn

    IRN DJB00075

    • CF22 Investment Adviser (Trainee) (31 Aug 2004 to 4 Apr 2005)
  • David Joseph Pinnington

    IRN DJP00016

    • CF21 Investment Adviser (27 Jun 2006 to 29 Aug 2006)
    • CF22 Investment Adviser (Trainee) (17 Oct 2005 to 27 Jun 2006)
  • David Lorimer Young

    IRN DXY00070

    • [FCA CF] Significant management (since 8 Jul 2025)
  • David Mark Mendham

    IRN DMM01130

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF22 Investment Adviser (Trainee) (12 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Nov 2003 to 15 Oct 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.