David John Walker

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SOLUTIONS WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 585549

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Aug 2021)
    • CF30 Customer (1 Nov 2012 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (30 Apr 2010 to 31 Oct 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 19 Nov 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.