David Joseph Pinnington

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (22 Jan 2009 to 10 Nov 2009)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF21 Investment Adviser (27 Jun 2006 to 29 Aug 2006)
- CF22 Investment Adviser (Trainee) (17 Oct 2005 to 27 Jun 2006)
Hamilton Mortgages Ltd (no longer approved here)
FRN 414447
- (2)Employed By (17 Oct 2005 to 29 Aug 2006)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF21 Investment Adviser (1 Dec 2001 to 25 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.