David Mark Mendham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PINNACLE FINANCIAL PLANNING LIMITED

    FRN 493625

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Jul 2012 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 9 Jul 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (23 Nov 2009 to 1 Apr 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF22 Investment Adviser (Trainee) (12 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Nov 2003 to 15 Oct 2005)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (25 Nov 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (22 Feb 2002 to 25 Nov 2003)
  • Birmingham Midshires Financial Services Limited (no longer approved here)

    FRN 169484

    • Employed By (22 Feb 2002 to 15 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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