Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jacqueline Rich

  IRN JXR00147

  • CF22 Investment Adviser (Trainee) (6 Jul 2006 to 30 Apr 2007)
• Jacqueline Seels

  IRN JAB00164

  • [FCA CF] Client dealing (6 Sep 2022 to 1 Oct 2023)
  • [FCA CF] Functions requiring qualifications (6 Sep 2022 to 1 Oct 2023)
• James Adam

  IRN JXA00070

  • CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2007)
• James Alexander Franklin

  IRN JAF01141

  • CF30 Customer (31 Mar 2009 to 21 May 2010)
• James Alexander Fraser

  IRN JAF00005

  • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2003)
• James Alexander Hardie

  IRN JAH01259

  • CF29 Significant management (1 Nov 2007 to 6 Nov 2008)
  • CF19 Significant Mgt (Financial Resources) (16 Oct 2002 to 31 Oct 2007)
• James Allen Newman

  IRN JAN00033

  • CF1 Director (10 Jan 2014 to 16 Oct 2014)
  • CF29 Significant management (5 Apr 2013 to 23 Apr 2015)
  • CF2 Non Executive Director (11 May 2011 to 28 Mar 2013)
• James Angus Craig

  IRN JAC00040

  • CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2007)
• James Barnard

  IRN JXB11964

  • [FCA CF] Significant management (6 May 2021 to 21 Oct 2021)
  • [FCA CF] Manager of certification employee (6 May 2021 to 21 Oct 2021)
• James Bastable

  IRN JCB00035

  • CF30 Customer (20 Jan 2010 to 13 Jul 2010)

• Morgan Muir Ltd (no longer appointed)

  FRN 413111 · Appointed 29 Oct 2004 · Until 5 Nov 2006

• Move It Mortgages L.P. (no longer appointed)

  FRN 410496 · Appointed 26 Oct 2004 · Until 23 Mar 2006

• Life Investments Limited (no longer appointed)

  FRN 400268 · Appointed 25 Oct 2004 · Until 1 Jul 2007

• Oakhouse Mortgages (no longer appointed)

  FRN 403711 · Appointed 25 Oct 2004 · Until 4 Jul 2005

• A .G. Mortgage Services (no longer appointed)

  FRN 409780 · Appointed 20 Oct 2004 · Until 1 Jul 2007

• Plan & Prosper Financial Services (no longer appointed)

  FRN 409183 · Appointed 12 Oct 2004 · Until 4 May 2006

• Marshall McDowell Ltd (no longer appointed)

  FRN 403142 · Appointed 28 Sep 2004 · Until 4 Aug 2005

• Zenith Mortgages Ltd (no longer appointed)

  FRN 401385 · Appointed 28 Sep 2004 · Until 25 Mar 2006

• Mortgage World (NW) (no longer appointed)

  FRN 407846 · Appointed 20 Sep 2004 · Until 2 Aug 2007

• Tom Atkins (no longer appointed)

  FRN 403724 · Appointed 8 Sep 2004 · Until 1 Jul 2007

No changes recorded yet.