Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sean Robert Kilbourn

    IRN SRK00015

    • (2176)CF22 Investment Adviser (Trainee) (5 Mar 2003 to 12 Dec 2003)
  • Sean Thomas Guirey

    IRN STG00003

    • (2123)CF21 Investment Adviser (5 Aug 2002 to 2 Sep 2007)
    • (2124)CF4 Partner (AR) (1 Dec 2001 to 28 Jul 2002)
    • (2122)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Aug 2002)
  • Sean William Lowther

    IRN SWL01023

    • (2045)CF1 Director (1 Dec 2001 to 2 Sep 2005)
  • Sebastian James Powles

    IRN SJP00084

    • (2724)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (2725)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Serena Jane Melrose

    IRN SXH00015

    • (632)CF30 Customer (1 Nov 2007 to 19 Nov 2007)
    • (633)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Shahid Ahmad

    IRN SXA01494

    • (3068)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (3070)CF21 Investment Adviser (4 May 2006 to 31 Oct 2007)
    • (3069)CF22 Investment Adviser (Trainee) (26 Apr 2005 to 4 May 2006)
  • Shanaka Viranjan Cristofoli

    IRN SVC01008

    • (2838)[FCA CF] Functions requiring qualifications (1 Jan 2021 to 10 Jan 2023)
    • (2837)[FCA CF] Client dealing (1 Jan 2021 to 10 Jan 2023)
  • Shane Jago

    IRN SXJ00049

    • (2552)CF21 Investment Adviser (1 Dec 2001 to 30 Oct 2004)
  • Shane Murphy

    IRN SXM04367

    • (28)[FCA CF] Significant management (since 14 Dec 2023)
  • Sharon Anne Moncur

    IRN SAM00074

    • (330)CF30 Customer (1 Nov 2007 to 8 Jul 2008)
    • (332)CF21 Investment Adviser (4 Nov 2005 to 31 Oct 2007)
    • (331)CF22 Investment Adviser (Trainee) (1 Feb 2005 to 4 Nov 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (19)[FCA CF] Significant management

  2. controlled function added: (18)[FCA CF] Client dealing

  3. controlled function added: (17)[FCA CF] Manager of certification employee

  4. controlled function added: (16)[FCA CF] Manager of certification employee

  5. controlled function added: (15)[FCA CF] Significant management

  6. controlled function added: (14)[FCA CF] Significant management

  7. controlled function added: (13)[FCA CF] Significant management

  8. controlled function added: (12)[FCA CF] Significant management

  9. controlled function added: (11)[FCA CF] Significant management

  10. controlled function added: (10)[FCA CF] Significant management

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