Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Arc Legal Assistance Limited
FRN 305958
- [FCA CF] Significant management (since 9 Dec 2019)
-
- [FCA CF] Significant management (19 Mar 2021 to 10 Aug 2023)
-
- [FCA CF] Significant management (1 Mar 2021 to 7 Jan 2025)
-
- [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2022)
-
- CF10 Compliance Oversight (1 Feb 2008 to 30 Jun 2008)
- Responsible for Insurance Mediation (2 Jan 2007 to 30 Jun 2008)
- CF1 Director (2 Jan 2007 to 30 Jun 2008)
-
- Employed By (6 Oct 2005 to 24 Nov 2008)
-
- CF22 Investment Adviser (Trainee) (5 Mar 2003 to 12 Dec 2003)
-
- CF22 Investment Adviser (Trainee) (5 Mar 2003 to 12 Dec 2003)
-
- Employed By (5 Mar 2003 to 12 Dec 2003)
-
- CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.