Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (3)Employed By (5 Jul 2010 to 3 Jan 2018)
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- CF1 Director (AR) (17 Feb 2010 to 10 Dec 2012)
- CF30 Customer (17 Feb 2010 to 3 Jan 2018)
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- Employed By (17 Feb 2010 to 3 Jan 2018)
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- CF1 Director (AR) (28 Mar 2007 to 24 Feb 2008)
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- Employed By (8 Jun 2004 to 24 Feb 2008)
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- Employed By (23 Dec 2003 to 2 Sep 2007)
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- CF21 Investment Adviser (5 Aug 2002 to 31 Oct 2004)
- CF4 Partner (AR) (1 Dec 2001 to 28 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Aug 2002)
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- CF21 Investment Adviser (5 Aug 2002 to 2 Sep 2007)
- CF4 Partner (AR) (1 Dec 2001 to 28 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Aug 2002)
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- Employed By (2 Dec 1999 to 24 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Lothbury Wealth Management Limited
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controlled function added: (3)Employed By at Lothbury Wealth Management Limited