Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Anthony Cooper

    IRN RAC00005

    • (1647)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
  • Richard Anthony Cornwell

    IRN RAC00046

    • (3210)CF21 Investment Adviser (21 Aug 2003 to 15 May 2006)
    • (3209)CF22 Investment Adviser (Trainee) (23 Dec 2002 to 21 Aug 2003)
    • (3211)CF7 Sole Trader (AR) (23 Dec 2002 to 15 May 2006)
  • Richard Anthony Judd

    IRN RAJ00003

    • (2130)CF1 Director (AR) (1 Dec 2001 to 25 Aug 2002)
  • Richard Barnes

    IRN RXB00178

    • (2417)CF21 Investment Adviser (1 Dec 2001 to 17 May 2007)
  • Richard Barrett

    IRN RXB00136

    • (738)CF21 Investment Adviser (21 Oct 2003 to 27 Aug 2004)
    • (737)CF22 Investment Adviser (Trainee) (10 Apr 2003 to 21 Oct 2003)
  • Richard Behan

    IRN RPB00004

    • (3446)CF7 Sole Trader (AR) (1 Dec 2001 to 14 Nov 2005)
    • (3445)CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2007)
  • Richard Bond

    IRN RXB00170

    • (2578)CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • (2580)CF21 Investment Adviser (23 Aug 2005 to 31 Oct 2007)
    • (2579)CF22 Investment Adviser (Trainee) (17 Jan 2005 to 23 Aug 2005)
  • Richard Brocklehurst

    IRN RFB01046

    • (3325)CF21 Investment Adviser (5 Nov 2003 to 27 May 2005)
    • (3324)CF22 Investment Adviser (Trainee) (22 Feb 2002 to 5 Nov 2003)
  • Richard David Grey

    IRN RDG00019

    • (3478)CF1 Director (AR) (13 Jun 2007 to 15 Jul 2007)
    • (3476)CF21 Investment Adviser (18 Dec 2002 to 15 Jul 2007)
    • (3477)CF7 Sole Trader (AR) (15 Jul 2002 to 31 Jan 2007)
    • (3475)CF22 Investment Adviser (Trainee) (13 Feb 2002 to 18 Dec 2002)
  • Richard Ernest Bellamy

    IRN REB00021

    • (232)CF21 Investment Adviser (11 May 2005 to 13 Feb 2006)
    • (231)CF22 Investment Adviser (Trainee) (26 Jan 2004 to 11 May 2005)
    • (233)CF1 Director (AR) (26 Jan 2004 to 19 Nov 2006)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (39)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (38)[FCA CF] Significant management

  3. controlled function added: (37)SMF18 Other Overall Responsibility

  4. controlled function added: (36)[FCA CF] Manager of certification employee

  5. controlled function added: (35)SMF5 Head of Internal Audit

  6. controlled function added: (34)SMF16 Compliance Oversight

  7. controlled function added: (33)SMF7 Group Entity Senior Manager

  8. controlled function added: (32)[FCA CF] CASS oversight function

  9. controlled function added: (31)[FCA CF] Significant management

  10. controlled function added: (30)[FCA CF] Significant management

Show more