Aviva Administration Limited

Open as Markdown
Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Bruce

    IRN PWB01076

    • (1972)CF1 Director (AR) (9 Nov 2004 to 5 Nov 2006)
  • Peter Christian Losing

    IRN PCL00007

    • (32)CF1 Director (AR) (21 Dec 2004 to 16 Apr 2007)
  • Peter Cobley

    IRN PXC00144

    • (764)CF30 Customer (1 Nov 2007 to 19 Sep 2011)
    • (766)CF21 Investment Adviser (19 Sep 2002 to 31 Oct 2007)
    • (765)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Sep 2002)
  • Peter David Stokes

    IRN PDS00032

    • (396)CF22 Investment Adviser (Trainee) (21 Jul 2003 to 19 Jul 2004)
  • Peter Edward Holman

    IRN PEH01056

    • (2338)CF22 Investment Adviser (Trainee) (14 Jul 2003 to 3 Jun 2005)
  • Peter Francis Finnegan

    IRN PFF00001

    • (529)CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • Peter Francis Mulrone

    IRN PFM00008

    • (3218)CF21 Investment Adviser (26 Nov 2003 to 18 Jul 2007)
    • (3217)CF22 Investment Adviser (Trainee) (7 May 2003 to 26 Nov 2003)
    • (3219)CF4 Partner (AR) (7 May 2003 to 18 Jul 2007)
  • Peter French

    IRN PXF00021

    • (693)CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2003)
  • Peter Geoffrey Smith

    IRN PGS00022

    • (1450)CF21 Investment Adviser (6 Jun 2006 to 25 Jul 2006)
    • (1449)CF22 Investment Adviser (Trainee) (29 Jul 2005 to 6 Jun 2006)
  • Peter Graham White

    IRN PGW00006

    • (648)CF7 Sole Trader (AR) (15 Nov 2004 to 30 Mar 2005)
    • (647)CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3509)Responsible for Insurance Mediation

  2. controlled function added: (3508)CF28 Systems and controls

  3. controlled function added: (3507)SMF5 Head of Internal Audit

  4. controlled function added: (3506)CF29 Significant management

  5. controlled function added: (3505)CF1 Director

  6. controlled function added: (3504)CF10 Compliance Oversight

  7. controlled function added: (3503)CF11 Money Laundering Reporting

  8. controlled function added: (3502)CF14 Risk Assessment

  9. controlled function added: (3501)CF28 Systems and controls

  10. controlled function added: (3500)CF29 Significant management

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