Peter Geoffrey Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (18 Feb 2011 to 24 Aug 2011)
- CF30 Customer (18 Feb 2011 to 24 Aug 2011)
CMD Financial Solutions Ltd (no longer approved here)
FRN 538333
- Employed By (18 Feb 2011 to 24 Aug 2011)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF30 Customer (1 Mar 2010 to 6 Sep 2010)
- CF1 Director (AR) (6 May 2009 to 6 Sep 2010)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF21 Investment Adviser (6 Jun 2006 to 25 Jul 2006)
- CF22 Investment Adviser (Trainee) (29 Jul 2005 to 6 Jun 2006)
Martin Currington Estate Agents (no longer approved here)
FRN 401003
- Employed By (29 Jul 2005 to 25 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.