Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Paul Wright

    IRN SPW00039

    • (545)CF30 Customer (5 Oct 2009 to 16 Sep 2010)
  • Stephen Richard Edwards

    IRN SRE01010

    • (203)Responsible for Insurance Mediation (6 Jul 2005 to 31 Dec 2009)
    • (205)CF1 Director (24 May 2004 to 31 Dec 2009)
    • (204)CF16 Significant Mgt (Desgntd Investment Business) (8 Apr 2004 to 24 May 2004)
  • Stephen Robert Grant

    IRN SXG00081

    • (1305)CF21 Investment Adviser (30 Jan 2004 to 13 May 2005)
    • (1304)CF22 Investment Adviser (Trainee) (30 Sep 2003 to 30 Jan 2004)
    • (1306)CF1 Director (AR) (30 Sep 2003 to 24 Apr 2006)
  • Stephen Shone

    IRN SXS01255

    • (3499)Responsible for Insurance Mediation (13 Apr 2015 to 27 Nov 2015)
    • (3500)CF29 Significant management (13 Apr 2015 to 27 Nov 2015)
  • Stephen Terence Chiles

    IRN STC00010

    • (2813)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • (2814)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Stephen Thomas McDowell

    IRN STM00022

    • (905)CF21 Investment Adviser (5 Aug 2005 to 7 Feb 2006)
    • (906)CF1 Director (AR) (2 Sep 2004 to 4 Aug 2005)
    • (904)CF22 Investment Adviser (Trainee) (2 Sep 2004 to 5 Aug 2005)
  • Stephen Whalen

    IRN SXW00134

    • (2265)CF21 Investment Adviser (1 Oct 2003 to 13 Jul 2005)
    • (2264)CF22 Investment Adviser (Trainee) (19 May 2003 to 1 Oct 2003)
  • Stephen William Barrett

    IRN SWB00001

    • (163)CF1 Director (AR) (5 May 2004 to 20 Jul 2007)
  • Stephen William Davidson

    IRN SWD00012

    • (3608)CF21 Investment Adviser (13 Jul 2007 to 14 Aug 2007)
    • (3609)CF1 Director (AR) (11 Sep 2006 to 14 Aug 2007)
    • (3607)CF22 Investment Adviser (Trainee) (11 Sep 2006 to 13 Jul 2007)
  • Stephen Winship

    IRN SXW00053

    • (1045)CF21 Investment Adviser (26 Jan 2006 to 3 Jun 2006)
    • (1044)CF22 Investment Adviser (Trainee) (15 Jul 2005 to 26 Jan 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3559)CF2 Non Executive Director

  2. controlled function added: (3558)CF1 Director (AR)

  3. controlled function added: (3557)CF21 Investment Adviser

  4. controlled function added: (3556)CF16 Significant Mgt (Desgntd Investment Business)

  5. controlled function added: (3555)CF1 Director (AR)

  6. controlled function added: (3554)CF29 Significant management

  7. controlled function added: (3553)CF1 Director

  8. controlled function added: (3552)CF3 Chief Executive

  9. controlled function added: (3551)CF8 Apportionment and Oversight

  10. controlled function added: (3550)[FCA CF] Significant management

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