Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (1 Nov 2007 to 11 Feb 2013)
- CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Jun 2006 to 1 Sep 2006)
-
- CF30 Customer (1 Nov 2007 to 1 Nov 2007)
- CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Jun 2006 to 1 Sep 2006)
-
- CF21 Investment Adviser (26 Jan 2006 to 3 Jun 2006)
- CF22 Investment Adviser (Trainee) (15 Jul 2005 to 26 Jan 2006)
-
- Employed By (15 Jul 2005 to 3 Jun 2006)
-
- (16)Employed By (18 May 2004 to 8 Apr 2005)
-
- CF22 Investment Adviser (Trainee) (15 Aug 2002 to 19 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.