Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 11 Nov 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (11 Dec 2006 to 31 Mar 2009)
    • CF1 Director (11 Dec 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Dec 2006 to 30 Sep 2018)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (13 Jul 2007 to 14 Aug 2007)
    • CF22 Investment Adviser (Trainee) (11 Sep 2006 to 13 Jul 2007)
    • CF1 Director (AR) (11 Sep 2006 to 14 Aug 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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