Stephen Thomas McDowell

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carleton Independent Financial Advisors (no longer approved here)

    FRN 231366

    • Employed By (15 Aug 2005 to 7 Feb 2006)
  • Quantum 3 Financial Services Ltd (no longer approved here)

    FRN 221358

    • Employed By (10 Aug 2005 to 15 Aug 2005)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (5 Aug 2005 to 7 Feb 2006)
    • CF1 Director (AR) (2 Sep 2004 to 4 Aug 2005)
    • CF22 Investment Adviser (Trainee) (2 Sep 2004 to 5 Aug 2005)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF1 Director (AR) (2 Sep 2004 to 4 Aug 2005)
    • CF22 Investment Adviser (Trainee) (2 Sep 2004 to 5 Aug 2005)
  • Marshall McDowell Ltd (no longer approved here)

    FRN 403142

    • Employed By (2 Sep 2004 to 10 Aug 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (27 Jun 2002 to 18 Sep 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.