Aviva Administration Limited

FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 1 week ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Professional, Retail (Investment), Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant, Government and public security, Debenture, Share, Life Policy, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Trades With You Directly

For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Stephen Paul Wright
IRN SPW00039
- (545)CF30 Customer (5 Oct 2009 to 16 Sep 2010)
Stephen Richard Edwards
IRN SRE01010
- (203)Responsible for Insurance Mediation (6 Jul 2005 to 31 Dec 2009)
- (205)CF1 Director (24 May 2004 to 31 Dec 2009)
- (204)CF16 Significant Mgt (Desgntd Investment Business) (8 Apr 2004 to 24 May 2004)
Stephen Robert Grant
IRN SXG00081
- (1305)CF21 Investment Adviser (30 Jan 2004 to 13 May 2005)
- (1304)CF22 Investment Adviser (Trainee) (30 Sep 2003 to 30 Jan 2004)
- (1306)CF1 Director (AR) (30 Sep 2003 to 24 Apr 2006)
Stephen Shone
IRN SXS01255
- (3499)Responsible for Insurance Mediation (13 Apr 2015 to 27 Nov 2015)
- (3500)CF29 Significant management (13 Apr 2015 to 27 Nov 2015)
Stephen Terence Chiles
IRN STC00010
- (2813)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- (2814)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Stephen Thomas McDowell
IRN STM00022
- (905)CF21 Investment Adviser (5 Aug 2005 to 7 Feb 2006)
- (906)CF1 Director (AR) (2 Sep 2004 to 4 Aug 2005)
- (904)CF22 Investment Adviser (Trainee) (2 Sep 2004 to 5 Aug 2005)
Stephen Whalen
IRN SXW00134
- (2265)CF21 Investment Adviser (1 Oct 2003 to 13 Jul 2005)
- (2264)CF22 Investment Adviser (Trainee) (19 May 2003 to 1 Oct 2003)
Stephen William Barrett
IRN SWB00001
- (163)CF1 Director (AR) (5 May 2004 to 20 Jul 2007)
Stephen William Davidson
IRN SWD00012
- (3608)CF21 Investment Adviser (13 Jul 2007 to 14 Aug 2007)
- (3609)CF1 Director (AR) (11 Sep 2006 to 14 Aug 2007)
- (3607)CF22 Investment Adviser (Trainee) (11 Sep 2006 to 13 Jul 2007)
Stephen Winship
IRN SXW00053
- (1045)CF21 Investment Adviser (26 Jan 2006 to 3 Jun 2006)
- (1044)CF22 Investment Adviser (Trainee) (15 Jul 2005 to 26 Jan 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Ridgeway Financial Services (no longer appointed)
FRN 220791 · Appointed 20 Nov 2002 · Until 14 Jul 2003
Fallowell Financial Ltd (no longer appointed)
FRN 219613 · Appointed 20 Nov 2002 · Until 22 Jun 2004
Safeguard Mortgage Services (no longer appointed)
FRN 186466 · Appointed 20 Nov 2002 · Until 1 Jul 2007
DAT Financial Services Ltd (no longer appointed)
FRN 217606 · Appointed 20 Nov 2002 · Until 3 Jul 2007
Damien Mallon (no longer appointed)
FRN 219942 · Appointed 20 Nov 2002 · Until 9 Mar 2004
William Reid (no longer appointed)
FRN 220714 · Appointed 20 Nov 2002 · Until 15 Aug 2007
Ian Kendall Financial Services (no longer appointed)
FRN 214490 · Appointed 1 Dec 2001 · Until 17 Feb 2003
Iain Andrews Estate Agents (no longer appointed)
FRN 214489 · Appointed 1 Dec 2001 · Until 17 Feb 2003
Beacon Financial Services (SW) Ltd (no longer appointed)
FRN 214480 · Appointed 1 Dec 2001 · Until 1 Aug 2007
Agency Mortgage Services (no longer appointed)
FRN 193590 · Appointed 1 Dec 2001 · Until 18 Jul 2002

Recent activity

Updates to this firm's record on the FCA register.

1 week ago
controlled function added: (3599)[FCA CF] Significant management
1 week ago
controlled function added: (3598)SMF18 Other Overall Responsibility
1 week ago
controlled function added: (3597)CF1 Director (AR)
1 week ago
controlled function added: (3596)CF2 Non Executive Director
1 week ago
controlled function added: (3595)CF22 Investment Adviser (Trainee)
1 week ago
controlled function added: (3594)CF1 Director
1 week ago
controlled function added: (3593)CF2 Non Executive Director
1 week ago
controlled function added: (3592)CF29 Significant management
1 week ago
controlled function added: (3591)CF29 Significant management
1 week ago
controlled function added: (3590)CF2 Non Executive Director

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.