Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Steven Hazard

    IRN PSH00006

    • (2309)CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
  • Paul Stuart Yossava

    IRN PSY00001

    • (2367)CF1 Director (AR) (17 Jul 2002 to 23 Sep 2003)
  • Paul Thomas Creaser

    IRN PTC00011

    • (1276)CF30 Customer (14 Apr 2010 to 16 Sep 2010)
  • Paul Thomas Phillips

    IRN PTP00001

    • (2246)CF22 Investment Adviser (Trainee) (19 May 2003 to 1 Sep 2003)
  • Paul Thomas Sheridan

    IRN PTS00003

    • (39)CF21 Investment Adviser (11 Nov 2005 to 2 Mar 2007)
    • (38)CF22 Investment Adviser (Trainee) (8 Dec 2004 to 11 Nov 2005)
  • Paul Vincent Boyle

    IRN PVB01019

    • (2639)CF1 Director (13 Apr 2015 to 21 Mar 2017)
  • Paul Whittaker

    IRN PXW01317

    • (3528)CF1 Director (1 Dec 2001 to 31 Mar 2003)
  • Paul William Handley

    IRN PWH00014

    • (2161)CF21 Investment Adviser (19 Nov 2002 to 17 Dec 2003)
    • (2160)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Nov 2002)
  • Paul William Jonah Yale

    IRN PWY01000

    • (2010)CF30 Customer (1 Nov 2007 to 29 Feb 2008)
    • (2012)CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
    • (2011)CF22 Investment Adviser (Trainee) (1 Dec 2006 to 27 Sep 2007)
  • Paul William O'Neill

    IRN PWO00004

    • (1053)CF21 Investment Adviser (18 Nov 2003 to 21 Sep 2004)
    • (1052)CF22 Investment Adviser (Trainee) (25 Sep 2002 to 18 Nov 2003)
    • (1054)CF7 Sole Trader (AR) (25 Sep 2002 to 21 Sep 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3619)SMF2 Chief Finance

  2. controlled function added: (3618)SMF3 Executive Director

  3. controlled function added: (3617)Responsible for Insurance Distribution

  4. controlled function added: (3616)CF10 Compliance Oversight

  5. controlled function added: (3615)CF4 Partner (AR)

  6. controlled function added: (3614)[FCA CF] Significant management

  7. controlled function added: (3613)[FCA CF] Manager of certification employee

  8. controlled function added: (3612)SMF18 Other Overall Responsibility

  9. controlled function added: (3611)SMF2 Chief Finance

  10. controlled function added: (3610)SMF3 Executive Director

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