Paul Steven Hazard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OMNI - FINANCIAL LTD

    FRN 737468

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 13 Feb 2026)
    • CF1 Director (16 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (16 Sep 2016 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (28 Aug 2012 to 16 Sep 2016)
    • CF1 Director (AR) (28 Aug 2012 to 16 Sep 2016)
  • Omni Financial Ltd (no longer approved here)

    FRN 507065

    • Employed By (25 Feb 2011 to 8 Dec 2019)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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