Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Apr 2023)
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- CF30 Customer (1 Nov 2007 to 8 May 2012)
- CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Jun 2006 to 26 Jul 2007)
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- CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Nov 2002)
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- CF21 Investment Adviser (19 Nov 2002 to 17 Dec 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Nov 2002)
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- Employed By (1 Nov 2001 to 17 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.