Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Mar 2012 to 8 Dec 2019)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF1 Director (AR) (17 Jul 2002 to 23 Sep 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF1 Director (AR) (17 Jul 2002 to 23 Sep 2003)
  • Millenium Financial Group Ltd (no longer approved here)

    FRN 214631

    • Employed By (17 Jul 2002 to 23 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.