Paul Thomas Phillips

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Jul 2021)
    • [FCA CF] Client dealing (since 22 Jul 2021)
  • West Wales Financial Services Ltd (no longer approved here)

    FRN 225021

    • Employed By (8 Apr 2009 to 31 Dec 2012)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF22 Investment Adviser (Trainee) (19 May 2003 to 1 Sep 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (19 May 2003 to 1 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.