AV Trinity Limited

• Principal Place of Business

  A V Trinity Ltd

  77 Mount Ephraim

  Tunbridge Wells

  Kent

  TN4 8BS

  UNITED KINGDOM

  Phone

  +4401892612500

  Web

  https://www.avtrinity.com

• Complaints Contact

  A V Trinity Ltd

  77 Mount Ephraim

  Tunbridge Wells

  Kent

  TN4 8BS

  UNITED KINGDOM

  Phone

  +441892612500

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Katherine Helen MacLeod

  IRN KXM83002

  • [FCA CF] Client dealing (1 May 2021 to 26 Jul 2021)
  • [FCA CF] Functions requiring qualifications (1 May 2021 to 26 Jul 2021)
• Keith Frederick Snelling

  IRN KFS00004

  • CF30 Customer (8 Sep 2008 to 10 Dec 2008)
• Keith Sanham

  IRN KXS01279

  • CF24 Pension Transfer Specialist (4 Jan 2005 to 7 Apr 2006)
  • CF21 Investment Adviser (4 Jan 2005 to 7 Apr 2006)
• Kevin John Hughes

  IRN KJH01120

  • CF30 Customer (3 Dec 2010 to 18 Jun 2012)
• Kevin Parkinson

  IRN KXP01277

  • CF11 Money Laundering Reporting (16 Jan 2008 to 6 Oct 2010)
  • CF10 Compliance Oversight (16 Jan 2008 to 6 Oct 2010)
  • CF1 Director (16 Jan 2008 to 6 Oct 2010)
• Laura Jayne Ashby

  IRN LXA78944

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Louise Baughan

  IRN LXK01107

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 May 2011 to 8 Dec 2019)
• Louise Ellen Pepper

  IRN LEP01019

  • CF30 Customer (26 Apr 2010 to 28 Jan 2011)
• Louise Morris

  IRN LFP00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF1 Chief Executive (since 9 Mar 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF1 Director (10 Jun 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Lynne Campbell-Baker

  IRN LXC00058

  • CF1 Director (AR) (6 Nov 2009 to 5 Apr 2010)
  • CF30 Customer (1 Nov 2007 to 5 Apr 2010)
  • CF21 Investment Adviser (24 Jul 2006 to 31 Oct 2007)

• Clapton Consultants Limited (no longer appointed)

  FRN 580853 · Appointed 9 May 2012 · Until 27 Oct 2014

• AV Private Wealth Management Ltd (no longer appointed)

  FRN 452987 · Appointed 7 Jun 2006 · Until 31 Mar 2009

• Professional Financial Consultants Ltd (no longer appointed)

  FRN 205975 · Appointed 14 Feb 2002 · Until 15 Oct 2002

• Bridgehead (UK) Limited (no longer appointed)

  FRN 193134 · Appointed 31 Mar 2000 · Until 15 Mar 2011

No changes recorded yet.