AV Trinity Limited

• Principal Place of Business

  A V Trinity Ltd

  77 Mount Ephraim

  Tunbridge Wells

  Kent

  TN4 8BS

  UNITED KINGDOM

  Phone

  +4401892612500

  Web

  https://www.avtrinity.com

• Complaints Contact

  A V Trinity Ltd

  77 Mount Ephraim

  Tunbridge Wells

  Kent

  TN4 8BS

  UNITED KINGDOM

  Phone

  +441892612500

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• MARTYN KENT FRANCIS

  IRN MKF01016

  • CF30 Customer (12 Oct 2011 to 11 Apr 2013)
• Martyn Lawson Bates

  IRN MLB01064

  • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
  • CF22 Investment Adviser (Trainee) (25 Sep 2007 to 31 Oct 2007)
• Matthew Alan Leaver

  IRN MAL01162

  • CF30 Customer (1 Nov 2007 to 22 Aug 2008)
  • CF22 Investment Adviser (Trainee) (9 Aug 2007 to 31 Oct 2007)
• Michael Anthony Rutland

  IRN MAR00031

  • CF30 Customer (1 Sep 2009 to 5 Nov 2010)
• Michael Hill

  IRN MXJ01500

  • CF30 Customer (8 Feb 2013 to 11 Sep 2015)
• Michael John Subert

  IRN MJS01584

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
• Nicholas Harvey Frank

  IRN NHF00002

  • CF30 Customer (1 Nov 2007 to 4 Apr 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Paul Brian Leslie Marks

  IRN PBM01041

  • CF21 Investment Adviser (4 Jan 2005 to 5 May 2006)
  • CF24 Pension Transfer Specialist (4 Jan 2005 to 5 May 2006)
• Peter Robert Banks

  IRN PRB01203

  • CF30 Customer (3 Nov 2014 to 10 Oct 2016)
• Philip Kurzeja

  IRN KXP01381

  • CF30 Customer (23 Nov 2015 to 18 Jun 2019)

• Clapton Consultants Limited (no longer appointed)

  FRN 580853 · Appointed 9 May 2012 · Until 27 Oct 2014

• AV Private Wealth Management Ltd (no longer appointed)

  FRN 452987 · Appointed 7 Jun 2006 · Until 31 Mar 2009

• Professional Financial Consultants Ltd (no longer appointed)

  FRN 205975 · Appointed 14 Feb 2002 · Until 15 Oct 2002

• Bridgehead (UK) Limited (no longer appointed)

  FRN 193134 · Appointed 31 Mar 2000 · Until 15 Mar 2011

No changes recorded yet.