Peter Robert Banks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED

    FRN 228341

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 21 Jun 2021)
    • [FCA CF] Client dealing (since 21 Jun 2021)
  • AV Trinity Limited (no longer approved here)

    FRN 182032

    • CF30 Customer (3 Nov 2014 to 10 Oct 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (21 Mar 2014 to 1 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

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