Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 29 Apr 2021)
    • (2)Employed By (19 Apr 2010 to 31 Mar 2021)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 29 Apr 2021)
    • CF1 Director (AR) (since 29 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 8 Mar 2021)
    • [FCA CF] Client dealing (since 8 Mar 2021)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (19 May 2014 to 31 Mar 2021)
    • CF1 Director (AR) (19 May 2014 to 31 Mar 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (19 Apr 2010 to 7 Jun 2014)
    • CF1 Director (AR) (19 Apr 2010 to 7 Jun 2014)
  • AV Trinity Limited (no longer approved here)

    FRN 182032

    • CF1 Director (AR) (6 Nov 2009 to 5 Apr 2010)
    • CF30 Customer (1 Nov 2007 to 5 Apr 2010)
    • CF21 Investment Adviser (24 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Bates Campbell Ltd

  2. controlled function added: (2)Employed By at Alexander Bates Campbell Ltd

  3. controlled function added: (1)Employed By at Alexander Bates Campbell Ltd