Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 May 2021)
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- CF1 Director (AR) (13 Nov 2013 to 17 Dec 2020)
- CF30 Customer (22 Mar 2013 to 12 May 2021)
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- CF1 Director (AR) (13 Nov 2013 to 17 Dec 2020)
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- Employed By (13 Nov 2013 to 12 May 2021)
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- Employed By (22 Mar 2013 to 12 May 2021)
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- CF30 Customer (26 Jul 2012 to 28 Feb 2013)
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- CF30 Customer (2 Apr 2009 to 27 Aug 2010)
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- CF21 Investment Adviser (1 Jun 2007 to 24 Sep 2007)
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- CF21 Investment Adviser (4 Jan 2005 to 7 Apr 2006)
- CF24 Pension Transfer Specialist (4 Jan 2005 to 7 Apr 2006)
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- CF24 Pension Transfer Specialist (1 Dec 2001 to 23 Dec 2004)
- CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.