Autonomy Wealth Limited

• Principal Place of Business

  Autonomy Wealth Ltd

  Unit 6

  22 Cleveland Road

  Wolverhampton

  WV2 1BH

  UNITED KINGDOM

  Phone

  +441902902460

  Web

  https://www.autonomywealth.com

• Complaints Contact

  Autonomy Wealth Ltd

  Unit 6

  22 Cleveland Road

  Wolverhampton

  WV2 1BH

  UNITED KINGDOM

  Phone

  +441902902460

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Christopher Neil Jones

  IRN CNJ01012

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 22 Jan 2026)
  • Responsibility for MCD Intermediation (since 22 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jan 2026)
  • SMF16 Compliance Oversight (since 7 Jan 2026)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
  • CF1 Director (5 Nov 2019 to 8 Dec 2019)
• Craig Daniel Evans

  IRN CDE00005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 21. Advising or arranging (bringing about) equity release transactions
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
  • CF1 Director (5 Nov 2019 to 8 Dec 2019)
• Nicholas James Ronan

  IRN NJR00007

  • [FCA CF] Client dealing (3 Jun 2020 to 28 Feb 2022)
  • [FCA CF] Functions requiring qualifications (3 Jun 2020 to 28 Feb 2022)
• Nigel Bruce Murdock

  IRN NBM00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jan 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jan 2026)
  • CF11 Money Laundering Reporting (5 Nov 2019 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (5 Nov 2019 to 21 Jan 2026)
  • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (5 Nov 2019 to 21 Jan 2026)
  • CF10 Compliance Oversight (5 Nov 2019 to 8 Dec 2019)
  • CF1 Director (5 Nov 2019 to 8 Dec 2019)
• Stephen Alan Jones

  IRN SAJ00003

  • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 31 Oct 2021)
  • [FCA CF] Client dealing (1 Oct 2020 to 31 Oct 2021)
• Violet Fiona Hammond

  IRN VFH01004

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 26 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 26 Feb 2024)

No changes recorded yet.