Christopher Neil Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Autonomy Wealth Limited

    FRN 827056

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 22 Jan 2026)
    • Responsible for Insurance Distribution (since 22 Jan 2026)
    • SMF16 Compliance Oversight (since 7 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jan 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (11 Jun 2015 to 1 Nov 2019)
    • CF30 Customer (11 Jun 2015 to 1 Nov 2019)
  • Autonomy Wealth Ltd (no longer approved here)

    FRN 694886

    • Employed By (4 Jun 2015 to 8 Dec 2019)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (30 Jan 2015 to 27 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.