Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2024)
    • [FCA CF] Client dealing (since 26 Feb 2024)
  • Clarke Fencott LLP (no longer approved here)

    FRN 506985

    • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 23 Feb 2024)
    • [FCA CF] Client dealing (2 Dec 2020 to 23 Feb 2024)
    • CF30 Customer (11 Sep 2017 to 8 Dec 2019)
  • Jellings Dalton Investments Limited (no longer approved here)

    FRN 724139

    • CF30 Customer (17 Nov 2016 to 11 Aug 2017)
  • A.J. Wealth Management Limited (no longer approved here)

    FRN 191874

    • CF30 Customer (5 Jul 2016 to 11 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.