Jellings Dalton Investments Limited

• Principal Place of Business

  First Floor Office

  Rear Of 9 High Street

  Tettenhall

  Wolverhampton

  West Midlands

  WV6 8QS

  UNITED KINGDOM

  Phone

  +441902742921

  Web

  https://www.jellingsdalton.co.uk

• Complaints Contact

  First Floor Office

  Rear Of 9 High Street

  Tettenhall

  Wolverhampton

  West Midlands

  WV6 8QS

  UNITED KINGDOM

  Phone

  +441902742921

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexandros Mitios

  IRN AXM00793

  • [FCA CF] Functions requiring qualifications (8 Oct 2021 to 18 Jul 2022)
  • [FCA CF] Client dealing (8 Oct 2021 to 18 Jul 2022)
  • SMF3 Executive Director (12 Aug 2021 to 18 Jul 2022)
• Angela Jellings

  IRN AXJ00006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Manager of certification employee (since 8 Oct 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (20 Jun 2016 to 30 Sep 2018)
  • CF30 Customer (20 Jun 2016 to 8 Dec 2019)
  • CF1 Director (20 Jun 2016 to 8 Dec 2019)
• Colin Brian William Dalton

  IRN CBD00007

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (20 Jun 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Jun 2016 to 8 Dec 2019)
  • CF1 Director (20 Jun 2016 to 8 Dec 2019)
• Daniel Charles Hammond

  IRN DXH00943

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 25 Jul 2025)
• Francis Henry Jellings

  IRN FHJ01003

  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (20 Jun 2016 to 8 Dec 2019)
• Lauren Jade Sinclair

  IRN LXS00505

  • [FCA CF] Client dealing (15 Mar 2023 to 3 Apr 2025)
  • [FCA CF] Functions requiring qualifications (15 Mar 2023 to 3 Apr 2025)
• Violet Fiona Hammond

  IRN VFH01004

  • CF30 Customer (17 Nov 2016 to 11 Aug 2017)

No changes recorded yet.