Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Autonomy Wealth Limited
FRN 827056
- 21. Advising or arranging (bringing about) equity release transactions
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (5 Nov 2019 to 8 Dec 2019)
- CF30 Customer (5 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (12 Nov 2015 to 1 Nov 2019)
- CF1 Director (AR) (12 Nov 2015 to 1 Nov 2019)
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- Employed By (12 Nov 2015 to 1 Nov 2019)
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- CF30 Customer (7 Aug 2015 to 26 Oct 2015)
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- CF30 Customer (29 Jan 2015 to 6 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.