Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (5 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (12 Nov 2015 to 1 Nov 2019)
    • CF1 Director (AR) (12 Nov 2015 to 1 Nov 2019)
  • Autonomy Wealth Ltd (no longer approved here)

    FRN 694886

    • Employed By (12 Nov 2015 to 1 Nov 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (7 Aug 2015 to 26 Oct 2015)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (29 Jan 2015 to 6 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.