Stephen Alan Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Autonomy Wealth Limited (no longer approved here)

    FRN 827056

    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 31 Oct 2021)
    • [FCA CF] Client dealing (1 Oct 2020 to 31 Oct 2021)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2020)
    • CF30 Customer (1 Jul 2015 to 30 Sep 2020)
    • CF1 Director (AR) (1 Jul 2015 to 30 Sep 2020)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (28 Jan 2015 to 10 Apr 2015)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (1 Jul 2002 to 9 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.