AURA HEXAA LLP

• Principal Place of Business

  Suite B

  Ground Floor

  105 Piccadilly

  London

  W1J 7NJ

  UNITED KINGDOM

  Phone

  +442046026673

  Web

  https://www.aurahexaa.com

• Complaints Contact

  Suite B

  Ground Floor

  105 Piccadilly

  London

  W1J 7NJ

  UNITED KINGDOM

  Phone

  +4402046026673

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Kassabian

  IRN JXK01720

  • CF30 Customer (31 May 2012 to 1 Jul 2015)
• Jonathon Kim Gowen

  IRN JKG01021

  • CF4 Partner (22 Oct 2012 to 12 Dec 2012)
  • CF30 Customer (22 Oct 2012 to 28 Jul 2015)
• Kalpana Shah

  IRN KXS01182

  • CF30 Customer (31 Oct 2013 to 31 Mar 2019)
• Lei Sun

  IRN LXS81496

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 16 Apr 2026)
  • [FCA CF] Functions requiring qualifications (since 16 Apr 2026)
• Lei Zheng

  IRN LSZ01001

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Feb 2022)
  • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
• Maria Del Mar Garcia Aguilo

  IRN MDG01138

  • CF30 Customer (10 Jul 2018 to 17 Jan 2019)
• Marko Vuckovic

  IRN MXV01277

  • CF4 Partner (31 May 2013 to 21 Jul 2015)
• Massimo Scalabrini

  IRN MXS01331

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
  • SMF27 Partner (9 Dec 2019 to 1 Apr 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2020)
  • CF11 Money Laundering Reporting (5 Feb 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Jun 2016 to 15 Mar 2018)
  • CF30 Customer (1 Jul 2011 to 8 Dec 2019)
  • CF4 Partner (1 Jul 2011 to 8 Dec 2019)
• Matteo Massardi

  IRN MXM01406

  • CF30 Customer (7 Oct 2013 to 16 Apr 2015)
• Nan Li

  IRN NXL00142

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 17 Oct 2025)
  • [FCA CF] Client dealing (since 6 Sep 2024)

• Tax Efficient Platform Limited (no longer appointed)

  FRN 942409 · Appointed 6 Jan 2021 · Until 18 Oct 2021

• Landy Partners Limited (no longer appointed)

  FRN 612859 · Appointed 7 Jan 2014 · Until 14 Dec 2015

No changes recorded yet.