Nan Li

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AURA HEXAA LLP
FRN 537080
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 17 Oct 2025)
- [FCA CF] Client dealing (since 6 Sep 2024)
Advance Mortgage Funding Limited (no longer approved here)
FRN 305008
- Appointed representative dealing with clients for which they require qualification (29 May 2024 to 1 Sep 2024)
White Rose Finance Group Limited (no longer approved here)
FRN 630772
- CF1 Director (AR) (13 Mar 2023 to 1 Sep 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.