AURA HEXAA LLP

• Principal Place of Business

  Suite B

  Ground Floor

  105 Piccadilly

  London

  W1J 7NJ

  UNITED KINGDOM

  Phone

  +442046026673

  Web

  https://www.aurahexaa.com

• Complaints Contact

  Suite B

  Ground Floor

  105 Piccadilly

  London

  W1J 7NJ

  UNITED KINGDOM

  Phone

  +4402046026673

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neal Darren Churchill

  IRN NDC01046

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
  • CF30 Customer (18 Jul 2016 to 8 Dec 2019)
• Niels Nielsen

  IRN NXN01151

  • CF4 Partner (14 Aug 2015 to 23 Aug 2016)
• Nima Habibollah Sarikhani

  IRN NHS01022

  • CF4 Partner (1 May 2012 to 6 Feb 2017)
• Priscilla Gaudoin

  IRN PXG01658

  • CF10 Compliance Oversight (21 Dec 2012 to 17 Apr 2015)
  • CF11 Money Laundering Reporting (21 Dec 2012 to 17 Apr 2015)
• Roberto Giacalone

  IRN RXG01484

  • CF30 Customer (8 Feb 2013 to 23 May 2013)
• Scott Gardiner

  IRN SXG06383

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
  • CF30 Customer (21 Sep 2018 to 8 Dec 2019)
• Shangjia Lin

  IRN SXL01943

  • SMF16 Compliance Oversight (since 4 Jul 2024)
  • SMF1 Chief Executive (since 4 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Jul 2024)
  • [FCA CF] Client dealing (since 10 May 2022)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (2 Jan 2018 to 8 Dec 2019)
  • CF4 Partner (9 Mar 2017 to 8 Dec 2019)
• Shuai Yang

  IRN SXY00146

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 10 Feb 2026)
  • [FCA CF] Client dealing (since 20 Jun 2025)
• Simon Robin Cooper

  IRN SXC00742

  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • [FCA CF] Client dealing (since 15 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 15 Feb 2022)
• Simon Robin Cooper

  IRN SRC01125

  • CF1 Director (AR) (7 Jun 2021 to 18 Oct 2021)

• Tax Efficient Platform Limited (no longer appointed)

  FRN 942409 · Appointed 6 Jan 2021 · Until 18 Oct 2021

• Landy Partners Limited (no longer appointed)

  FRN 612859 · Appointed 7 Jan 2014 · Until 14 Dec 2015

No changes recorded yet.