Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Client dealing (since 27 Aug 2021)
    • [FCA CF] Functions requiring qualifications (since 27 Aug 2021)
  • AURA HEXAA LLP (no longer approved here)

    FRN 537080

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
    • CF30 Customer (21 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.