Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capricorn Private Investments Limited (no longer approved here)

    FRN 973321

    • [FCA CF] Client dealing (3 Jul 2023 to 28 Jun 2024)
    • SMF3 Executive Director (27 Mar 2023 to 28 Jun 2024)
  • Capricorn Capital Partners UK Limited (no longer approved here)

    FRN 748414

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2023)
    • CF30 Customer (24 Oct 2016 to 8 Dec 2019)
  • AURA HEXAA LLP (no longer approved here)

    FRN 537080

    • CF4 Partner (31 May 2013 to 21 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.