Jonathon Kim Gowen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sapia Partners LLP (no longer approved here)
FRN 550103
- CF30 Customer (5 Apr 2017 to 22 Jun 2019)
- CF4 Partner (AR) (5 Apr 2017 to 22 Jun 2019)
Carduus Investment Advisors LLP (no longer approved here)
FRN 768557
- Employed By (5 Apr 2017 to 22 Jun 2019)
AURA HEXAA LLP (no longer approved here)
FRN 537080
- CF30 Customer (22 Oct 2012 to 28 Jul 2015)
- CF4 Partner (22 Oct 2012 to 12 Dec 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.