Astute Private Wealth Limited

• Principal Place of Business

  2nd Floor

  Vista Building

  St David's Park

  Ewloe

  Flintshire

  CH5 3DT

  UNITED KINGDOM

  Phone

  +441244660793

  Web

  https://www.astuteprivatewealth.co.uk

• Complaints Contact

  2nd Floor

  Vista Building

  St David's Park

  Ewloe

  Flintshire

  CH5 3DT

  UNITED KINGDOM

  Phone

  +441244660793

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Customer

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Thomas

  IRN DWT00004

  • Appointed representative dealing with clients for which they require qualification (1 Jun 2020 to 3 Feb 2025)
  • [FCA CF] Client dealing (1 Jun 2020 to 3 Feb 2025)
  • CF1 Director (AR) (5 May 2020 to 4 Feb 2025)
  • CF30 Customer (5 May 2020 to 3 Feb 2025)
• Donna Parker

  IRN DMR01144

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Apr 2018 to 8 Dec 2019)
• Elliot Unsworth

  IRN EXU01035

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Apr 2022)
  • [FCA CF] Client dealing (since 19 Apr 2022)
• Emma Goldsmith

  IRN EXG01256

  • [FCA CF] Manager of certification employee (since 23 Apr 2025)
• George Middlehurst

  IRN GXM00160

  • [FCA CF] Client dealing (30 Nov 2021 to 8 Feb 2023)
  • [FCA CF] Functions requiring qualifications (10 Dec 2020 to 8 Feb 2023)
• Gregory Thomas Milton Winter

  IRN GTW01028

  • CF30 Customer (18 Jan 2017 to 30 Jan 2018)
• Helen Ralphs Webb

  IRN HXR45389

  • [FCA CF] Manager of certification employee (since 22 Apr 2021)
• Jane Louise Butcher

  IRN JLA00009

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Apr 2025)
• Joanne Louise Lawrenson

  IRN JXS50540

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 26 Sep 2023)
• John Lee

  IRN JGL01076

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (since 3 Mar 2014)
  • [FCA CF] Manager of certification employee (14 Apr 2025 to 9 Oct 2025)
  • CF30 Customer (2 Feb 2011 to 19 Apr 2023)
  • CF1 Director (2 Feb 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Feb 2011 to 30 Sep 2018)

• WTK Financial Planning Limited (no longer appointed)

  FRN 647825 · Appointed 26 Sep 2014 · Until 25 Mar 2019

• Bache Financial Services Limited (no longer appointed)

  FRN 179619 · Appointed 1 Jan 2014 · Until 23 Apr 2018

• WTK Financial Solutions Limited (no longer appointed)

  FRN 595132 · Appointed 29 Jan 2013 · Until 21 Nov 2022

• WTK Wealth Ltd (no longer appointed)

  FRN 594803 · Appointed 23 Jan 2013 · Until 11 Jun 2018

No changes recorded yet.