Astute Private Wealth Limited

• Principal Place of Business

  2nd Floor

  Vista Building

  St David's Park

  Ewloe

  Flintshire

  CH5 3DT

  UNITED KINGDOM

  Phone

  +441244660793

  Web

  https://www.astuteprivatewealth.co.uk

• Complaints Contact

  2nd Floor

  Vista Building

  St David's Park

  Ewloe

  Flintshire

  CH5 3DT

  UNITED KINGDOM

  Phone

  +441244660793

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Customer

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Gazeley

  IRN ABG01033

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jun 2022)
  • CF30 Customer (10 Feb 2017 to 8 Dec 2019)
• Alexander Miguel Bothwell

  IRN AMB01379

  • [FCA CF] Manager of certification employee (since 9 Dec 2022)
• Alexander Norman-Jones

  IRN AXN01790

  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 13 May 2022)
  • [FCA CF] Client dealing (1 Jul 2020 to 13 May 2022)
• Andrew Elliott

  IRN AXE00053

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF1 Director (AR) (since 7 Nov 2024)
  • CF30 Customer (since 7 Nov 2024)
  • [FCA CF] Client dealing (since 6 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 6 Sep 2024)
• Andrew Neale

  IRN ANN00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Manager of certification employee (since 9 Oct 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (AR) (since 3 Mar 2014)
  • [FCA CF] Manager of certification employee (16 Aug 2022 to 14 Apr 2025)
  • CF1 Director (2 Feb 2011 to 8 Dec 2019)
  • CF30 Customer (2 Feb 2011 to 19 Apr 2023)
• Bailey Ewel

  IRN BXE00091

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 27 Nov 2024)
  • [FCA CF] Client dealing (since 27 Nov 2024)
• Cathryn Diane Jones

  IRN CDJ01032

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • CF1 Director (AR) (since 16 Dec 2020)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 12 Nov 2019)
• Christopher Jewson

  IRN CXJ00070

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Christopher Newland

  IRN CJN01035

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 20 May 2024)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (AR) (18 Mar 2013 to 5 Nov 2025)
  • CF30 Customer (18 Mar 2013 to 5 Nov 2025)
• Christopher Spencer

  IRN CMS01159

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (AR) (since 1 Apr 2013)
  • CF30 Customer (since 1 Apr 2013)

• WTK Financial Planning Limited (no longer appointed)

  FRN 647825 · Appointed 26 Sep 2014 · Until 25 Mar 2019

• Bache Financial Services Limited (no longer appointed)

  FRN 179619 · Appointed 1 Jan 2014 · Until 23 Apr 2018

• WTK Financial Solutions Limited (no longer appointed)

  FRN 595132 · Appointed 29 Jan 2013 · Until 21 Nov 2022

• WTK Wealth Ltd (no longer appointed)

  FRN 594803 · Appointed 23 Jan 2013 · Until 11 Jun 2018

No changes recorded yet.