Andrew Elliott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astute Private Wealth Limited

    FRN 531465

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 7 Nov 2024)
    • CF30 Customer (since 7 Nov 2024)
    • [FCA CF] Client dealing (since 6 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2024)
  • Astute Private Wealth Management Limited

    FRN 1020140

    • (1)Employed By (since 7 Nov 2024)
  • Greystone Financial Services Limited (no longer approved here)

    FRN 154622

    • Appointed representative dealing with clients for which they require qualification (29 Mar 2021 to 28 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Aug 2024)
    • CF30 Customer (10 Sep 2012 to 31 Aug 2024)
  • MDC Financial Planning Limited (no longer approved here)

    FRN 934745

    • (2)Employed By (4 Jan 2021 to 31 Aug 2024)
  • HLB Financial Services Limited (no longer approved here)

    FRN 207576

    • Employed By (10 Sep 2012 to 31 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.