Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Astute Private Wealth Limited
FRN 531465
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 20 May 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (18 Mar 2013 to 5 Nov 2025)
- CF30 Customer (18 Mar 2013 to 5 Nov 2025)
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- Employed By (24 Sep 2019 to 5 Nov 2025)
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- Employed By (18 Mar 2013 to 5 Nov 2025)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (29 Jul 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Feb 2002 to 29 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.