Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 May 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (18 Mar 2013 to 5 Nov 2025)
    • CF30 Customer (18 Mar 2013 to 5 Nov 2025)
  • Astute Wealth Services Ltd (no longer approved here)

    FRN 911751

    • Employed By (24 Sep 2019 to 5 Nov 2025)
  • WTK Financial Solutions Limited (no longer approved here)

    FRN 595132

    • Employed By (18 Mar 2013 to 5 Nov 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (29 Jul 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Feb 2002 to 29 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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