Alexander Norman-Jones

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF1 Director (AR) (since 17 Aug 2023)
    • CF30 Customer (since 17 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 22 Dec 2022)
    • [FCA CF] Client dealing (since 22 Dec 2022)
  • HERITAGE FINANCIAL PLANNING LIMITED

    FRN 994866

    • (2)Employed By (since 17 Aug 2023)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • Appointed representative dealing with clients for which they require qualification (22 Mar 2022 to 21 Dec 2022)
    • [FCA CF] Client dealing (22 Mar 2022 to 21 Dec 2022)
    • CF1 Director (AR) (22 Mar 2022 to 21 Dec 2022)
    • [FCA CF] Functions requiring qualifications (22 Mar 2022 to 21 Dec 2022)
    • CF30 Customer (22 Mar 2022 to 21 Dec 2022)
  • Astute Private Wealth Limited (no longer approved here)

    FRN 531465

    • [FCA CF] Client dealing (1 Jul 2020 to 13 May 2022)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 13 May 2022)
  • Burfield Financial Planning Limited (no longer approved here)

    FRN 521077

    • CF30 Customer (4 Nov 2016 to 18 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.